RG146 Compliance Solution
In Australia, under the Corporations Act, individuals wishing to provide financial product advice to retail clients are required to meet initial and ongoing educational requirements as outlined in ASIC Regulatory Guideline 146 (RG146).
The WEDO RG146 Compliance Solution is structured into six category:
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RG146 — Self-managed Superannuation Funds (SMSF)：
SMSF Adviser is designed for individuals who require RG146 compliance to provide either general advice or personal advices with regards to self-managed super funds (SMSF).
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RG146 — Life Insurance：
Life Insurance Adviser is designed for individuals who require RG146 compliance to provide either general advice or personal advices on regulated Insurance products.
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RG146 — Superannuation：
Superannuation Adviser is designed for individuals who require RG146 compliance to provide either general advice or personal advices on regulated Superannuation products.
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RG146 — Managed Investments & Securities：
Investment Adviser is designed for individuals who require RG146 compliance to provide either general advice or personal advices on regulated Managed Investments or Securities.
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RG146 — Derivatives：
Derivatives Adviser is designed for individuals who require RG146 compliance to provide either general advice or personal advices in the derivatives specialist knowledge area.
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RG146 — Foreign Exchange：
Foreign Exchange Adviser is designed for individuals who require RG146 compliance to provide either general advice or personal advices on regulated Foreign Exchange products.